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SEC Charges Man With Microcap Fraud Involving Shares of Cynk Technology Corp.

The Securities and Exchange Commission today charged a Canadian citizen with conducting a scheme to conceal his control and ownership of a microcap company whose price quickly spiked last year.  The SEC suspended tradi...

SEC Charges Operators of Fraud Based in Upstate New York

The Securities and Exchange Commission today charged two men and eight companies with defrauding investors, many of them upstate New York residents, who purchased the companies’ securities and so-called “charitable gift ann...

Daniel M. Hawke, Chief of Market Abuse Unit, to Leave SEC After 16 Years of Service

The Securities and Exchange Commission today announced that Daniel M. Hawke, chief of the Division of Enforcement’s Market Abuse Unit and former Director of the Philadelphia Regional Office , is leaving the agency after ...