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Fee Rate Advisory #1 for Fiscal Year 2016

The Securities and Exchange Commission announced that in fiscal year 2016 the fees that public companies and other issuers pay to register their securities with the Commission will be set at $100.70 per million dollars. ...

SEC Charges Former Investment Bank Analyst and Two Others With Insider Trading in Advance of Client Deals

The Securities and Exchange Commission today charged a former investment bank analyst with illegally tipping his close friend with confidential information about clients involved in impending mergers and acquisitions of tec...

SEC Announces Asset Freeze Against Alleged EB-5 Fraudster in Seattle Area

The Securities and Exchange Commission today announced an asset freeze obtained against a man in Bellevue, Wash., accused of defrauding Chinese investors seeking U.S. residency through the EB-5 Immigrant Investor Pilot Prog...

Money Market Fund Statistics, July 2015

Money Market Fund Statistics, July 2015

No Action Letter: Royal Dutch Shell plc

Royal Dutch Shell plc

Money Market Fund Statistics, June 2015

Money Market Fund Statistics, June 2015