April 2016 - RIA Compliance

DOL Releases Fiduciary Rule

by Ara Jabrayan | Apr 12, 2016 | Division of Investment Management News, RIA Compliance, RIA Compliance Polciies, SEC Investment Adviser Compliance, SEC Rules

On April 6, 2016, the Department of Labor (“DOL”) published its final version of the Fiduciary Rule. Although the rule did not match the length of the landmark novel, War and Peace, it came close at 1,028 pages. Depending upon the translation, War and Peace ranges...

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DOL Releases Fiduciary Rule

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