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Corporate Transparency Act May Impact State RIAs and Certain Businesses

by | Jan 23, 2024 | Beneficial Ownership Information (BOI) Report, Chief Compliance Officer, Corporate Transparency Act (CTA), Financial Crimes Enforcement Network (FinCEN), Private Funds, Registered Investment Advisers (RIAs), RIA Compliance, U.S. Treasury

The U.S. Treasury has implemented a new beneficial ownership reporting requirement pursuant to the Corporate Transparency Act (CTA). Although SEC-registered investment advisers are not subject to this requirement, state Registered Investment Advisers (RIAs) may be...